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EC2 to Serverless: Modernizing FSx for ONTAP Splunk Integration

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TL;DR



The series.









The Problem with EC2-Based Splunk Integration



The AWS Blog's architecture works, but it comes with operational overhead:











































Concern EC2-Based Serverless
Monthly cost ~$66 fixed ~$6 pay-per-use
OS patching Monthly None
Agent updates Manual (UF + syslog-ng) None
Scaling Manual instance resize Automatic (Lambda concurrency)
Availability Single AZ (unless you add redundancy) Multi-AZ by default
Time to deploy Hours (provision + configure) 30 minutes (CloudFormation)


If you're already running this EC2 pattern and want to modernize, this article shows you how — with a parallel deployment strategy that ensures zero data loss during cutover.






Architecture






CODE
┌──────────────────────────────────────────────────────────┐
│ FSx for ONTAP │
│ │
│ Audit Volume ──→ S3 Access Point │
│ │ │
│ ▼ │
│ EventBridge Scheduler (rate: 5 min) │
│ │ │
│ ▼ │
│ Lambda (Python 3.12) │
│ • Reads audit logs via S3 AP │
│ • Parses JSON/EVTX │
│ • Formats as Splunk HEC events │
│ • Sends with Authorization: Splunk <token> │
│ • Checkpoints in SSM Parameter Store │
│ │ │
│ ▼ │
│ Splunk HEC │
│ https://<splunk>:8088/services/collector/event │
│ Response: {"text":"Success","code":0} │
│ │
│ SPL: index=fsxn_audit sourcetype=fsxn:ontap:audit │
└──────────────────────────────────────────────────────────┘









High-Volume Alternative: Firehose Path



For sustained >1000 events/sec, use Kinesis Data Firehose with its built-in Splunk destination:




CODE
FSx for ONTAP → S3 AP → Lambda (transform) → Kinesis Data Firehose → Splunk HEC






A separate template-firehose.yaml is provided for this path.






Migration Strategy (Zero Data Loss)






Phase 1: Parallel Deployment (Day 1-3)



Deploy the serverless stack alongside the existing EC2 pipeline. Use a separate Splunk index for validation:




CODE
aws cloudformation deploy \
--template-file integrations/splunk-serverless/template.yaml \
--stack-name fsxn-splunk-integration \
--parameter-overrides \
S3AccessPointArn=<S3_AP_ARN> \
SplunkHecTokenSecretArn=<SECRET_ARN> \
SplunkHecEndpoint=https://splunk.example.com:8088 \
S3BucketName=<BUCKET> \
SplunkIndex=fsxn_audit_serverless \
--capabilities CAPABILITY_IAM






Compare events between old and new pipelines for 48 hours:




CODE
| stats count by index
| where index IN ("fsxn_audit", "fsxn_audit_serverless")









Phase 2: Cutover (Day 4-5)



Once event parity is confirmed:




  1. Update the stack to use the production index (fsxn_audit)

  2. Stop the syslog-ng and UF services on EC2 (don't terminate yet)

  3. Monitor for 24 hours






Phase 3: Cleanup (Day 7+)






CODE
# Terminate EC2 instances
# Remove security groups, IAM roles, EBS volumes
# Delete old CloudFormation/Terraform resources









What Changes for Splunk Users






Unchanged ✅




  • Index name and sourcetype (configurable)

  • SPL queries — same field names

  • Dashboards and saved searches

  • Alert rules






Changed ⚠️





  • host field: EC2 hostname → SVM name


  • source field: syslog path → fsxn-observability

  • Delivery latency: near-real-time (syslog) → polling interval (default 5 min)






HEC Event Format






CODE
{
"time": 1716508800,
"host": "svm-prod-01",
"source": "fsxn-observability",
"sourcetype": "fsxn:ontap:audit",
"index": "fsxn_audit",
"event": {
"event_type": "4663",
"user": "[email protected]",
"operation": "ReadData",
"path": "/vol/data/report.pdf",
"result": "Success",
"client_ip": "10.0.1.50"
}
}









SPL Query Examples






CODE
# Failed access attempts
index=fsxn_audit sourcetype=fsxn:ontap:audit result=Failure
| stats count by user, path
| sort -count

# Operations timeline
index=fsxn_audit sourcetype=fsxn:ontap:audit
| timechart span=5m count by operation

# Top users
index=fsxn_audit sourcetype=fsxn:ontap:audit
| stats count by user
| sort -count
| head 20

# Specific user investigation
index=fsxn_audit sourcetype=fsxn:ontap:audit user="[email protected]"
| table _time, operation, path, result, client_ip









Cost Comparison


















































Component EC2-Based (monthly) Serverless (monthly) Savings
EC2 instances (2× t3.medium) $60 $0 100%
EBS volumes (2× 20GB) $6 $0 100%
Lambda $0 ~$5
EventBridge Scheduler $0 ~$0.01
Secrets Manager $0 ~$0.40
Total $66 $6 91%



Note: EC2 cost assumes 2× t3.medium (as per the (Authentication or Change data model) for compatibility with Splunk Enterprise Security correlation searches


  • Index pre-creation: The fsxn_audit index must be created before first ingestion (Splunk Cloud: Admin Console; Enterprise: indexes.conf)


  • EMS webhooks: Real-time ARP ransomware detection alerts


  • FPolicy: Sub-second file operation streaming


  • Production Readiness: Progress from Level 1 (this Quick Start) to Level 4 (Enterprise) — see the :

































    Level What You Get Go/No-Go to Next
    Level 1 (this Quick Start) Audit poller + DLQ Logs arrive, checkpoint advances, DLQ empty 24h
    Level 2 + Splunk dashboards + alerts SLOs met 7 days, security review done
    Level 3 + DynamoDB ledger + poison-pill SLOs met 30 days, compliance pack
    Level 4 + OTel Collector + redaction Multi-backend, PII redaction, DR tested



    Data classification: Splunk receives user and path fields (PII/sensitive). For Splunk Cloud, data is processed in the vendor's infrastructure. For self-hosted Splunk Enterprise, data stays in your VPC. See |







  • Part 2:


  • Part 4:


  • Part 6:


  • Part 8: EC2 to Serverless: Modernizing Splunk Integration (this post)


  • Part 9:


  • Part 11:


  • Part 13:

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